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The UCLA CALL — Adjunct Professor Series —
I. Definition of the Adjunct Professor Series"Titles in the Adjunct Professor of (e.g. Medicine) series are assigned to academically qualified research or other creative personnel who contribute significantly to teaching either in formal courses or in guidance of graduate students." — Academic Personnel Manual Section 280. At UCLA this series is frequently used to employ qualified individuals drawn from professional practice. Such usage serves (a) to attract to University service appointees with wide experience and breadth of interest and (b) to facilitate integration of the academic and professional components of the instructional program. For appointments in this series in the School of Medicine where the appointee’s responsibilities include clinical teaching and patient care, see the section on Clinical Professor (Compensated) for applicable policies.
II. Characteristics of SeriesA. Ranks and Steps
B. Term of Service All appointments and reappointments at any rank must have a specified ending date. The maximum term of an appointment is:
When extending an offer to individuals in this series, it is necessary for the Dean or Chair to include the following statement in any correspondence regarding their offer of an appointment or renewal of appointment:
C. Service Requirements An appointee appointed 100% time in this series must have teaching responsibilities equivalent to those of a regular Professorial appointee in the department. An appointee appointed less than 100% time in this series must devote to teaching an amount of time at least equivalent to one-half day per week. Without salary appointments, with or without step, may be made when the appointee serves at an affiliated or associated hospital. A without salary appointment may be made without step when, because of the nature of the responsibilities of the appointee, there will likely be no need for regularly scheduled appraisal or review for advancement. D. Tenure Tenure or Security of Employment is not granted in association with appointment in this series. E. Limit on Service
*In computing time for the Assistant Adjunct Professor title, only those quarters or semesters at 51% or more time will count. Service at associated and affiliated hospitals at 51% or more time counts, even when the individual is 0% for University payroll purposes. For additional titles that may also count toward this limit, see Appendix 14 for "Guide to the Computation of Years of Service Which Count Toward the Eight- Year Limit." F. Limit on Funding from 19900 Funds
Normally, appointment in the Adjunct series must be funded from extramural sources. The requisite effort and time must be devoted to each extramural source which provides compensation for service rendered under a title in this series. When an appointment in any title in this series is supported by General Funds (19900) for 51% or more, the total period of such appointment, either alone or in combination with prior appointments in the Professor-in-Residence series, Professor of Clinical (X) series and Clinical Professor (Compensated) series, shall not exceed eight years. In other words, there is a cumulative Eight-Year Limit on State Funding in the Professor-in-Residence series, Adjunct Professor series, Professor of Clinical (X) series and Clinical Professor (Compensated) series. See Appendix 14 for "Guide to the Computation of Years of Service Which Count Toward the Eight-Year Limit." Appointments at 50% or less may be fully state funded. There is no limit on the total number of years an individual may hold a series of such appointments. Note: Departmental provisions for Teaching Assistants, Professional Research—, Postgraduate Research—, and Research Assistants may not be used to support appointments in this series. G. Senate Membership Appointment to this series does not confer membership in the Academic Senate.
III. CompensationA. General An individual appointed to this series is compensated on the same Salary Scale and basis established for the Regular Professor series compensation. An Off-Scale salary rate may be approved by the Chancellor or, upon specific delegation, by the Dean. Salary scales established for the Regular Professorial series are as follows: Academic Year (9 months); Fiscal Year; Law School Scale; Business Administration/ Management and Engineering Scale; and the Health Science Compensation Scale. Local Campus Differential Scales are also established for the School of Public Health and for the School of Education and Information Studies. B. Off-Scale Salary Limitations Deans not serving as Chair have Off-Scale approval authority up to and including the next step. All Off-Scale rates must be in multiples of $100. For all other Off-Scale salary up to the Regental threshold the Chancellor is the final approval authority. Salaries exceeding this threshold require Regental approval (refer to annually published UC Salary Scales for Regental thresholds). See Appendix 17 for "Summary of UCLA Policy on Off-Scale Salaries." C. Above-Scale Salary Limitations The Chancellor has the authority to approve above-scale salaries up the Regental threshold (refer to annually published UC Salary Scales for Regental thresholds). Approval of salaries beyond this approval authority require Regental action.
IV. EmploymentA. Recruitment Please see Appendix 22, "Summary of Recruitment Policy" and Appendix 23, "Faculty Search Guidelines" regarding search requirements and required documentation. B. Criteria Criteria for assessment of individual qualification are set forth in Appendix 5, "Instructions to Review and Appraisal Committees" except that in applying these criteria in cases involving individuals in the rank of Assistant Adjunct Professor, due consideration must, of course, be given the individual’s promise, as well as achievement, in research and creative activity. C. Categories of Personnel Actions Employment encompasses the following types of personnel actions: 1. Appointment Initial employment in the series or permanent intercampus transfer. Review and submission of a dossier are required for appointment. 2. Re-employment Appointment in the same series after a previous separation. Review and submission of a dossier are required. 3. Renewal of Appointment/Reappointment Subsequent appointment in this series under the condition that there has not been a previous separation. Review and submission of dossier is not required, provided there is no change in rank or step. 4. Change in Series Transfer to another academic series. Review and submission of a dossier are required. See Appendix 26 for dossier content and search requirements. 5. Change of Department Transfer from one department to another. Review and submission of dossier are required. 6. Split AppointmentSalaried appointments where the faculty position is divided between two or more departments. Review and submission of a dossier are required. Also see Appendix 15 for policies governing Interdepartmental Degree Programs and Centers for Interdisciplinary Instruction. 7. Joint Appointment Appointment to an additional department on a without salary basis where the faculty position remains based in the home department. Review and submission of dossier are required. Please see Appendix 15, "Joint and Split Appointments" for instructions regarding secondary department participation in subsequent reviews. 8. Temporary Appointments Appointments made on a year-to-year basis to academic administrative positions or to temporary research positions require no dossier. 9. Informal Extra-Departmental Affiliations An informal relationship (not a Joint or Split Appointment) with an Organized Research Unit, research center, or interdepartmental teaching program, within the University for the purposes of advising or conducting research. An evaluation of the appointee’s contribution to that program should be submitted in all actions requiring a dossier. Also see Appendix 37 for Interdisciplinary Activity. D. Effective Dates of Personnel Actions The effective date of an appointment is the first day on which payment begins. For Academic Year (9-month) appointments, the effective date of the appointment will not coincide with the begin date of the service period. Effective dates for Academic Year appointments commence as follows: July 1 -- Fall Quarter The effective date for Fiscal Year appointments will always coincide with the first day of service. E. Senate Review The following tables apply to all Schools and Colleges. 1. Appointment, Re-employment and Change in Series
2. Renewal of Appointment/Reappointment
When renewal of a self-terminating appointment in this series coincides with a required appraisal, a merit increase, or promotion, a dossier is to be submitted. Such a dossier is subject to the review, approval authority policies and procedural requirements governing that action. 3. Change of Department
4. Joint Appointment (WOS Appointments)
F. Approval Authority Authority to approve or deny recommendations rests at the indicated administrative levels. Employment actions for an Academic Year (9-month) appointment approved by the Dean after the first day of the service period requires Chancellor’s approval for the retroactivity. For Fiscal Year appointees, employment actions approved by the Dean more than 6 months after the effective date of the appointment requires Chancellor’s approval for the retroactivity. 1. Appointment, Re-employment and Change in Series Dentistry, Law and Nursing
Arts and Architecture, Education and Information Studies, Engineering and Applied Science, Letters and Science, Management, Medicine, Public Health, Public Policy and Social Research, and Theater, Film & Television
2. Renewal of Appointment/Reappointment All Schools and Colleges
* Provided that there is no change in rank and step 3. Change of Department and Split Appointment Dentistry, Law and Nursing
Arts and Architecture, Education and Information Studies, Engineering and Applied Science, Letters and Science, Management, Medicine, Public Health, Public Policy and Social Research, and Theater, Film & Television
4. Joint Appointment (WOS
Appointments)
Arts and Architecture, Education and Information Studies, Engineering and Applied Science, Letters and Science, Management, Medicine, Public Health, Public Policy and Social Research, and Theater, Film & Television
G. General Restrictions The following restrictions govern all employment:
V. Advancement: Merits & PromotionsAdvancement encompasses merits, merits to Above-Scale and Further Above-Scale and promotions. Advancements become effective July 1st. See APM 200-17a for the policy regarding the payment of salary increases associated with merits and promotions. Eligibility does not imply automatic advancement. Departments are required to review the record of each individual when the individual becomes eligible for a normal merit increase or promotion to determine whether or not advancement should be recommended. Advancement follows only upon demonstration of qualification following review. A dossier must be submitted whether or not Senate Review is waived. See the "Summary of Procedures" section for detailed procedural requirements associated with each category of advancement. The responsibilities of Recommending Officers are set forth in Appendix 1, "Guidelines for Department Chairs and other Recommending Officers" and Appendix 2, "Synopsis of Academic Personnel Manual Section 220." For an individual with a Joint or Split Appointment, see Appendix 15. In addition, when an individual has an informal extra-departmental affiliation, the primary department is to obtain from the head of the other unit, an evaluation of the individual’s contribution to that program. The evaluation should include the individual’s scholarly work, names of faculty members who might serve as members of a campus ad hoc review committee, and names of persons at other institutions from whom evaluations of the individual’s scholarly work might be solicited by the department. Any such material provided to the department shall be included by the department in the resulting dossier. In the absence of departmental initiative, the head of the other unit may act freely in proposing departmental consideration of an appropriate personnel action, and may submit to the department any of the material described above. Note: If service began on or before January 1 for a Fiscal Year appointee or the beginning of the winter quarter for an Academic Year (9-month) appointee, the full year is credited toward eligibility. A. Merit Increase Advancement in step not involving change in rank. Review and submission of dossier are required for merit increase and occur during the year prior to advancement. Review for merit increases through Professor V and merits to Professor VII through IX involves evaluation of performance during the period of service in the current step. Review for Merit increases to Professor VI and Professor Above Scale involves evaluation of performance during the individual’s entire academic career. 1. Normal Merit Increase All personnel completing the requisite number of years of service in the indicated steps of this series are eligible for normal merit increase to the next higher step effective July 1st:
2. Accelerated Merit Increase Advancement in step in advance of eligibility or to a higher step than normal constitutes acceleration and requires evidence of exceptional achievement. 3. Deferred Merit Merit increases that are deferred by one or more years are not subject to Senate Review unless requested by the candidate. 4. Merit Increase to Adjunct Professor VI, VII, VIII, IX and Above-Scale There is no specified normal period of service at the steps above IV and eligibility based on years of service does not apply to advancements beyond Step V. Service at Step V and above may be of indefinite duration.
5. Senate Review All Schools and Colleges
*Senate Review is waived except in cases where two (2) consecutive, two-year accelerations have been sought. 6. Approval Authority Authority to approve or deny recommendations rests at the indicated administrative levels except that:
Dentistry, Law and Nursing
Arts and Architecture, Education and Information Studies, Engineering and Applied Science, Letters and Science, Management, Medicine, Public Health, Public Policy and Social Research and Theater, Film & Television
*Senate Review is waived except in cases where two (2) consecutive, two-year accelerations have been sought. B. Promotion Advancement in rank within series. Review and submission of dossier are required for Promotion and should occur during the year prior to advancement. Review for Promotion involves evaluation of performance during the full period of service in the current rank. 1. Normal Promotion All personnel completing the requisite number of years of service in the indicated steps of this series are eligible for normal promotion to the indicated rank and step effective July 1st. See APM 200-17a for the policy regarding the payment of salary increases associated with merits and promotions. Eligibility does not imply automatic advancement. Advancement follows only upon demonstration of qualification following review:
2. Accelerated Promotion Promotion in advance of eligibility or to a higher rank or step than normal constitutes acceleration and requires evidence of unusual achievement. 3. Senate Review All Schools and Colleges
4. Approval Authority All Schools and Colleges
C. Resubmission Resubmission of a departmental recommendation in a case in which there was a final negative decision for advancement or promotion of an Associate Adjunct or Full Adjunct Professor may be made, after appropriate departmental review of the resubmitted file, in any year succeeding the year in which the original submission was made. Except in unusual cases, a final academic personnel decision will not be reconsidered in the same year the case was originally submitted, and a resubmitted proposal will not be approved unless sufficient new evidence has been added to the file.
VI. Fourth-Year Appraisal of an Assistant Adjunct Professor (at 51% time or more)Appraisal is a formal evaluation of an Assistant Adjunct Professor which is made in order to arrive at the prospects of the candidate for eventual promotion and to provide information to the candidate regarding those prospects. A. Classifications Appraisals are characterized as:
B. Timing Appraisal is to be conducted during the fourth year of service in the title of Assistant Adjunct Professor rank (at 51% time or more) or when service has accumulated in combination with certain other specified titles. See Appendix 14 for "Guide to Computation of Years of Service Which Count Toward the Eight-Year Limit" for titles that count toward Assistant Adjunct Professor service. Appraisal may also be conducted at any time during service as an Assistant Professor at the election of the department or when requested by the appointee, Dean, Council on Academic Personnel, or Chancellor. When a required appraisal for an appointee in the Assistant Professor rank coincides with review for merit increase, a single combined dossier should be submitted. Such a dossier is subject to review, approval authority policies and procedural requirements for appraisal. Note: Whenever the department’s appraisal is "unfavorable," a vote must be taken and recommendation made with respect to the separate question of the individual’s continued appointment. A department may recommend an (a) unfavorable appraisal and continuation of appointment; or (b) unfavorable appraisal with recommendation for non-renewal. See Section VIII below on "Non-Renewal of Appointment of an Assistant Professor as a result of a Personnel Review" for procedures regarding non-renewal. C. No Appraisal is required if the individual:
D. Senate Review All Schools and Colleges
E. Approval Authority Appraisal recommendations are forwarded to the Dean’s Office for transmittal to the Council on Academic Personnel. Once the Council has commented, the appraisal is ordinarily returned to the Dean for final determination. However, in cases where an "unfavorable" recommendation has been made, the Chancellor becomes the final approval authority. In addition, if CAP makes a "with reservations" recommendation, at their discretion CAP may recommend that the appraisal be reviewed and decided by the Chancellor. In cases where the Dean is the approval authority, if the Dean’s final assessment differs from that of the Council on Academic Personnel, the custom is for the Dean to discuss the matter with the Council prior to his/her final decision. All Schools and Colleges
Any appraisal for an Academic Year (9-month) appointee approved by the Dean after the first day of the service for the Fall Quarter, requires Chancellor’s approval for the retroactivity. Any appraisal for a Fiscal Year appointee approved by the Dean after September 1st, requires Chancellor’s approval for the retroactivity.
VII. Eight-Year Limit Review of an Assistant Adjunct Professor (at 51% time or more)An Assistant Adjunct Professor who has completed eight years of service in that title or in combination with other designated titles, cannot be continued after the eighth year unless promoted to associate professor. See Appendix 14, "Guide to the Computation of Years of Service Which Count Toward the Eight-Year Limit." Review and submission of a dossier are required for consideration of promotion no later than the seventh year of service. Departments may recommend either to promote or not. If, as a final outcome of the review process, a decision not to promote is rendered, notice will be issued and a one-year terminal appointment will result. A. Exclusions 1. A review during the seventh year of service is not conducted when:
2. A review during the seventh year of service may be postponed when:
See Appendix 25, "Leaves of Absence" for further information. For categories of certain leaves of absence that can be excluded from the count toward the Eight-Year Limit, see Appendix 14 for "Guide to the Computation of Years of Service Which Count Toward the Eight-Year Limit." B. Senate Review All Schools and Colleges
C. Approval Authority All Schools and Colleges
Note: The final decision by the Chancellor not to promote, cannot be made without the appropriate Preliminary Assessment notification process. See Section IX for process.
VIII. Non-Renewal of Appointment of an Assistant Adjunct Professor as a result of a Personnel ReviewThough an appointment to a title in this series with a specified ending date expires by its own terms on that date, a recommendation not to continue made on the basis of performance, can only occur as the result of a review. See Section XI if non-renewal is due to budgetary reasons, programmatic changes, or lack of work. A. Senate Reviews All Schools and Colleges
B. Approval Authority All Schools and Colleges
Note: The final decision by the Chancellor not to renew, cannot be made without the appropriate Preliminary Assessment process. See Section IX for process.
IX. Preliminary Assessment of Non-Renewal of an Assistant Adjunct ProfessorIf as a result of a of an Assistant Adjunct Professor, the Chancellor’s preliminary assessment is to make a terminal appointment, is not to renew or promote, or is contrary to the departmental recommendation, the Department Chair and the candidate shall be notified of this in writing by the Chancellor. The final decision, made by the Chancellor renew or promote, shall not be made without the appropriate preliminary assessment notification process and opportunity to respond being provided to the candidate. A. Formal Procedures
B. Terminal Appointment When a personnel review results in a final decision (1) not to renew the appointment of an Assistant Adjunct Professor, or, (2) not to promote to Associate Adjunct Professor as the result of an Eight-Year Limit review, the Chancellor will provide the individual with written notification of a terminal appointment. If so desired, the individual may request of the Chancellor that a written statement of the reasons for the non-renewal or decision not to promote be provided. This statement will only be provided upon receipt of a written request.
X.Reconsideration of Terminal Appointment of an Assistant Adjunct ProfessorIf, as a result of a personnel review, an Assistant Adjunct Professor is given notice of a terminal appointment, the faculty member may, during the period prior to the final termination date, request reconsideration. See Section XI A. and B. for notice provisions. The presumption is that the previous decision was correct, and it will be an unusual case where that decision, which resulted from a lengthy and careful set of reviews, will be reversed on reconsideration. The prior decision will be reversed only if there is substantial new evidence which strengthens the area(s) of weakness in the original record to the extent that the total record now meets the standard for promotion. Formal Procedures
XI. Non-Renewal of a Term Appointment for Budgetary Reasons, Programmatic Changes, or Lack of WorkBudgetary reasons include discontinuation of the funding for all or part of a program or project on which the appointee works and/or from which all or part of his or her salary is budgeted. Programmatic changes include discontinuation or restructuring of all or part of a program or project on which the appointee works. Lack of work may be because of a change in the emphasis of an on-going program, project or lack of funds. Prior to the non-renewal of a faculty member for such reasons, the Chair shall consult with the faculty of the department (or appropriate faculty body) before notifying the faculty member of the action to be taken. A. Appointments with Specific Ending Dates
If funding for 12 months is not available, then the following standards should apply:
B. Appointments with no Specific Ending Dates
C. Request for Written Evaluation
Note: Faculty of the School of Medicine who hold a salaried appointment at a hospital affiliated or associated with UCLA or at another affiliated institution, and an appointment at UCLA, are subject to the following policy:
In the case of a termination of an individual’s appointment at an affiliated or associated hospital, the notice requirements described in A. and B. above are not applicable.
XII. Termination of an AppointmentOnce a specific ending date has been established, appointments are subject to the provisions of Standing Order 103.9; termination before the specific ending date shall be made only for good cause and after the opportunity for a hearing before the properly constituted advisory committee of the Academic Senate.
XIII. Five-Year Review for Associate Adjunct Professor and Adjunct ProfessorAcademic Personnel Manual Section 200-0 mandates that "Every faculty member shall be reviewed at least every five years." Appendix 12 describes in detail the purpose of the Five-Year Review, the criteria to be applied, and the procedure involved. Two features are emphasized regarding the Five-Year Review: |