I. Search Requirements
See Appendix 23 for "Faculty Search Guidelines."
II. Recruitment of Faculty at Above-Scale Salary
Formal negotiations for the appointment of an individual at an Above-Scale
salary may be initiated only with the prior approval of the Chancellor. Requests
for such authorization are to take the form of a written statement submitted by
the Chair and subsequent recommendation through the Dean to the Chancellor.
III. Recruitment of Faculty at an Off-Scale Salary
Deans not serving as Chair have Off-Scale approval authority up to and
including the next step. For all other Off-Scale salary up to the Regental
threshold, the Chancellor is the final approval authority. Initial salary
negotiations that may involve a salary offer in excess of the Dean’s authority
must be discussed with the Chancellor.
IV. Recruitment of Faculty from AAU Institutions
A. Statement of Policy
The appointment of a tenure faculty member of another member institution of
the Association of American Universities for the following academic year is
permitted only when the official offer of appointment is extended by April
30th.
B. Applicability
This limitation applies to appointment on either a visiting or continuing
basis and relates to recruitment for all or any part of the following academic
year; it does not apply to offers for appointments which involve UCLA service
during periods when the appointee has no service obligation to the home
institution as during an off-quarter, summer recess, etc.
Below is listed the current membership of the AAU:
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University of Arizona |
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University of Michigan |
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Brandeis University |
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University of Minnesota, Twin Cities |
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Brown University |
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University of Missouri, Columbia |
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California Institute of Technology |
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University of Nebraska, Lincoln |
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University of Buffalo, SUNY |
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New York University |
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University of California, Berkeley |
|
University of North Carolina, Chapel Hill |
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University of California, Davis |
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Northwestern University |
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University of California, Irvine |
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Ohio State University |
|
University of California, Los Angeles |
|
University of Oregon |
|
University of California, San Diego |
|
Pennsylvania State University |
|
University of California, Santa Barbara |
|
Rutgers, State University of New Jersey |
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Carnegie-Mellon University |
|
University of Pennsylvania |
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Case Western Reserve University |
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University of Pittsburgh |
|
University of Chicago |
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Princeton University |
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University of Colorado, Boulder |
|
Purdue University |
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Columbia University |
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Rice University |
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Cornell University |
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University of Rochester |
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Duke University |
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University of Southern California |
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Emory University |
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Stanford University |
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University of Florida |
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Stony Brook University,
SUNY |
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Harvard University |
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Syracuse University |
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University of Illinois at Urbana-Champaign |
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Texas A & M University |
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Indiana University |
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University of Texas, Austin |
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Iowa State University |
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University of Toronto |
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University of Iowa |
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Tulane University |
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Johns Hopkins University |
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Vanderbilt University |
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University of Kansas |
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University of Virginia |
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University of Maryland, College Park |
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University of Washington |
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Massachusetts Institute of Technology |
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Washington University, St. Louis |
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McGill University |
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University of Wisconsin, Madison |
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Michigan State University |
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Yale University |
| |
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http://www.aau.edu/aau/members.html
Updated April 27, 2004
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Every effort will be made to complete the appointment review in order to
comply with the April 30th deadline. In the event that a review
cannot be completed, a formal written request from the Chancellor to the AAU
institution will be made requesting waiver of the deadline. No offer can be
extended until approval has been secured or in the opinion of the Chancellor, a
reasonable amount of time has passed with no response.
V. Intercampus Recruitment
The Guidelines on Intercampus Recruiting shall be distributed annually to
Deans, Department Chairs, Directors, and other administrators who are involved
in the intercampus recruitment of ladder rank faculty. These guidelines concern
faculty appointment only and do not address appointments to such administrative
positions as Department Chair or Dean.
A. Statement of Policy
On July 8, 1988, the President issued the following additional guidelines on
intercampus recruiting:
"When there is a proposal generated by one UC campus to recruit a
faculty member from another UC campus, the Chancellor of the recruiting campus
will notify the other Chancellor at the earliest possible moment that such a
proposal is under review, and will provide details as to proposed salary, and
other recruitment inducements that are being proposed."
B. Notification of Intent to Recruit
- A review for the recruitment of a faculty member from another UC campus
cannot proceed at the campus level until the other Chancellor (or Chancellor’s
designee) of the campus from which the faculty member is being recruited has
been officially informed.
- The Chancellor of the recruiting campus will notify the other Chancellor
of the intention to make an offer at the earliest possible opportunity. The
Chancellor of the recruiting campus will provide information about the
details of the offer in writing as soon as such information is available.
- The information provided to the Chancellor must include any and all
recruiting inducements, financial or otherwise and regardless of fund
source, including the proposed salary, stipends or summer ninths,
appointment to Endowed Chairs, teaching responsibilities and other
recruitment incentives.
C. Salary Restrictions
- The recruiting campus may offer a salary of no more than one step, or the
equivalent of one step, above the faculty member’s current salary. If the
faculty member’s current salary is an Off-Scale Salary, the recruiting
campus may offer the next higher step along with the same percentage
increment.
- An offer which includes a promotion is permitted if the salary conforms
with the requirements set forth in these guidelines.
- If a stipend is offered in addition to salary, it must be offered for bona
fide administrative duties.
- In response to the offer, the home campus may counter offer a salary
equivalent to that of the recruiting campus.
- If, at any time during recruitment, the home campus is reviewing the
faculty member for a salary increase to become effective at a later date,
the recruiting campus may not offer more than one step above the current
salary until the review is complete.
- If the home campus review results in a salary increase, the recruiting
campus may offer a salary equivalent to the increased salary, even if the
increase is more than one step above the salary at the time of the initial
recruitment effort.
- If the faculty member being recruited by another UC campus also is being
recruited by an outside institution, then either the home and/or the
recruiting UC campus may make a counter offer higher than that described
above in order to compete with the outside offer.
D. Start-Up Costs
- Presidential approval must be sought if the package of start-up costs and
other inducements (excluding housing assistance) exceeds $500,000 for
faculty in the laboratory sciences, and $250,000 for other faculty.
- The package shall include all expenditures such as laboratory renovations,
research equipment, and summer salary for a faculty member.
E. Formal Offer of Appointment APM 510-80(b)(c)
1. APM 510-80(b)
Ten working days before making the formal written offer of appointment to the
intended candidate, the Chancellor of the hiring campus shall indicate such
intention to the Chancellor of the campus from which the appointee will be
transferring.
2. APM 510-80(c)
No offer of appointment which entails intercampus transfer of a continuing
appointee shall be made after April 1st for service during the
immediately following fiscal year, unless a later date is mutually agreed to by
the Chancellors involved.
F. Office of the President
At any point in a proposed intercampus recruitment, either Chancellor may
request mediation or intervention by the Provost and Senior Vice President–Academic
Affairs.
VI. Recruitment of Faculty from Other Institutions
A. Statement of Policy
"It is the obligation of all Department Chairs and other administrative
officers to recruit faculty on a national and international basis in order to
assure a faculty of highest distinction.
"The strength of the total scholarly community in the State is also a
leading concern of the University, which must in its recruitment activities
avoid depleting neighboring institutions of their faculty or causing undue
inconvenience to the academic programs of such institutions at a given moment in
time." – APM 501
"Except for University Extension and with such other limited exceptions
as may be deemed justifiable and highly desirable by the Chancellor or a
designated representative, as well as by the appropriate State College
authority, the employment by the University of California of State College
faculty members (or other personnel) normally should be on the basis that the
combined appointments with the University and the State College do not exceed
100% of full time. In all cases, the appointment with the University should not
be undertaken until the State College concerned has been notified and has given
approval." -- Directive from President Hitch dated April 17, 1968
B. Recruitment on Permanent Basis
- Once the individual has been identified as the top candidate, special care
should be given with regard to providing evidence in the dossier concerning
the breadth of the search which ultimately lead to the proposed appointment.
- The individual’s title and compensation at UCLA are determined in the
same manner as for any other appointee.
- The official offer of appointment must be extended to the individual by April
30th.
C. Recruitment on Visiting Basis
- The individual must be on an approved leave of absence from his/her home
institution.
- The individual’s title and compensation at UCLA is determined in
accordance with established policy governing Visiting appointments.
- The official offer of appointment must be extended to the individual by April
30th.
D. Recruitment to Serve on Joint Appointment Basis
- Individuals holding titles from California State Universities and Colleges
may not exceed 100% of full time employment in combined service at the
individual’s home institution and University of California.
- Special care should be given with regard to providing evidence in the
dossier concerning the breadth of the search which ultimately lead to the
proposed appointment.
- The official offer of appointment must be extended to the individual by
April 30th.
- Individuals serving in this capacity will normally be appointed at UCLA as
Lecturer (if teaching) or to the appropriate rank of the Professional
Research Series (if engaged in research activity). However, if the
individual holds a professorial title at the home institution, the
appointment at UCLA (if teaching) may be made in the Adjunct Professor
series. Determination of the rate of compensation will be based, in part, on
the salary at the home institution and may also take into account the
special expenses incurred in such an appointment.